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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-11
MO RA APPROVED 2017-05-24
  • TX RA
    APPROVED_RES
    Since 2022-02-11
  • MO RA
    APPROVED
    Since 2017-05-24

Branch Locations

325 S. Kings Hwy Ste D, Cape Girardeau, MO 63703 • United States

2424 Edenborn Ave Ste 680, Metairie, LA 70001 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Marathon Benefits Group Cape Girardeau MO 01/2008 Present
Voya Financial Advisors Cape Girardeau MO 09/2014 Present
  • 01/2008 → Present
    Marathon Benefits Group
    Cape Girardeau, MO
  • 09/2014 → Present
    Voya Financial Advisors
    Cape Girardeau, MO
Other Businesses

NAME OF ENTITY:MARATHON BENEFITS GROUP; Yes; 325 S KINGS HIGHWAY STE D; CAPE GIRARDEAU; MO; 63703; FINANCIAL SERVICES/DBA; PARTNER; 1/1/2008; 200; 160; SALES AND SERVICE INSURANCE,SECURITIES AND INVESTMENT PRODUCTS.|NAME OF ENTITY: Independent Insurance Agent; Yes; 325 S KINGS HIGHWAY STE D; CAPE GIRARDEAU; MO; 63703; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 4/29/2009; 5; 1; SELL OF FIXED INSURANCE PRODUCTS|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-17
S63 Uniform Securities Agent State Law Examination 2005-08-11
  • S65 Uniform Investment Adviser Law Examination
    2017-05-17
  • S63 Uniform Securities Agent State Law Examination
    2005-08-11
Other Names
  • Mike Grunloh

View on SEC IAPD

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