Andrew Zeplin

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-06-04
NE	RA	APPROVED	2025-05-30

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Omaha	NE	07/2023	Present
The Ad Firm	Carlsbad	CA	03/2023	06/2023
Franchise Rocket / Horse Power Brands	Omaha	NE	08/2022	03/2023
Sleight Advertising	Omaha	NE	06/2021	04/2022
Unemployed	Omaha	NE	05/2022	07/2022
Lee Enterprises	Fremont	NE	11/2019	05/2021
Dexyp / Thryv	Omaha	NE	02/2017	10/2019
Wells Fargo Bank	Omaha	NE	11/2012	01/2017
Bank Of America, N.A.	Omaha	NE	03/2025	Present

07/2023 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Omaha, NE
03/2023 → 06/2023

The Ad Firm

Carlsbad, CA
08/2022 → 03/2023

Franchise Rocket / Horse Power Brands

Omaha, NE
06/2021 → 04/2022

Sleight Advertising

Omaha, NE
05/2022 → 07/2022

Unemployed

Omaha, NE
11/2019 → 05/2021

Lee Enterprises

Fremont, NE
02/2017 → 10/2019

Dexyp / Thryv

Omaha, NE
11/2012 → 01/2017

Wells Fargo Bank

Omaha, NE
03/2025 → Present

Bank Of America, N.A.

Omaha, NE

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-05-30

Other Firms