Joseph Junior Sosa

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-06-02
NJ	RA	APPROVED	2025-05-29

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Bank Of America, N.A.	Pennington	NJ	06/2026	Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	01/2025	Present
School	Brooklyn	NY	01/2015	07/2018
P.S 971	Brooklyn	NY	07/2018	08/2018
School	Brooklyn	NY	08/2018	02/2019
Nyc Consumer Affairs	New York	NY	02/2019	04/2020
Ithaca College	Ithaca	NY	08/2020	05/2024
Amazon	Edison	NJ	01/2022	12/2022
Doordash	Perth Amboy	NJ	10/2021	12/2024
Panda Express	Woodbridge	NJ	07/2024	01/2025
Sasp	Ithaca	NY	08/2022	05/2024
Dinning Service	Ithaca	NY	12/2021	12/2022
Ithaca College	Ithaca	NY	01/2020	11/2021
Unemployed	New York	NY	05/2020	06/2021

06/2026 → Present

Bank Of America, N.A.

Pennington, NJ
01/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
01/2015 → 07/2018

School

Brooklyn, NY
07/2018 → 08/2018

P.S 971

Brooklyn, NY
08/2018 → 02/2019

School

Brooklyn, NY
02/2019 → 04/2020

Nyc Consumer Affairs

New York, NY
08/2020 → 05/2024

Ithaca College

Ithaca, NY
01/2022 → 12/2022

Amazon

Edison, NJ
10/2021 → 12/2024

Doordash

Perth Amboy, NJ
07/2024 → 01/2025

Panda Express

Woodbridge, NJ
08/2022 → 05/2024

Sasp

Ithaca, NY
12/2021 → 12/2022

Dinning Service

Ithaca, NY
01/2020 → 11/2021

Ithaca College

Ithaca, NY
05/2020 → 06/2021

Unemployed

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-05-28