William Heredia-ramirez

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-06-02

Branch Locations

607 W 3Rd St, Austin, TX 78701 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Austin	TX	01/2025	Present
Wells Fargo Bank	Austin	TX	10/2013	06/2019
Austin International Group	Mountain City	TX	07/2019	01/2020
United Heritage Credit Union	Austin	TX	01/2020	11/2023
Texas Capital Bank	Austin	TX	12/2023	01/2025
Bank Of America, N.A.	Austin	TX	04/2025	Present

01/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Austin, TX
10/2013 → 06/2019

Wells Fargo Bank

Austin, TX
07/2019 → 01/2020

Austin International Group

Mountain City, TX
01/2020 → 11/2023

United Heritage Credit Union

Austin, TX
12/2023 → 01/2025

Texas Capital Bank

Austin, TX
04/2025 → Present

Bank Of America, N.A.

Austin, TX

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-06-02