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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-12-16
SC RA APPROVED 2025-12-16
  • NC RA
    APPROVED
    Since 2025-12-16
  • SC RA
    APPROVED
    Since 2025-12-16

Branch Locations

Lexington, NC • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Winston Salem NC 01/2025 12/2025
Aldi Salisbury NC 11/2024 01/2025
Ups Winston-Salem NC 10/2024 11/2024
Jj's Furniture Lexington NC 10/2023 10/2024
Dash Home Loans Huntersville NC 06/2023 10/2023
Doordash Lexington NC 07/2022 06/2023
Avenue 365 Lender Services / Newrez Lexington NC 04/2021 07/2022
Robert Half Lexington NC 08/2020 03/2021
Aflac Winston Salem NC 01/2020 04/2020
Unemployed Lexington NC 04/2020 08/2020
Bonney Staffing Salisbury NC 10/2019 12/2019
Panera Bread Charlotte NC 07/2017 10/2019
Da Vinci's Pizza Charlotte NC 08/2016 12/2016
University Of North Carolina At Charlotte Charlotte NC 08/2016 12/2019
Bank Of America, N.A. Winston Salem NC 03/2025 12/2025
Lpl Financial Llc Fort Mill SC 12/2025 Present
  • 01/2025 → 12/2025
    Winston Salem, NC
  • 11/2024 → 01/2025
    Aldi
    Salisbury, NC
  • 10/2024 → 11/2024
    Ups
    Winston-Salem, NC
  • 10/2023 → 10/2024
    Jj's Furniture
    Lexington, NC
  • 06/2023 → 10/2023
    Dash Home Loans
    Huntersville, NC
  • 07/2022 → 06/2023
    Doordash
    Lexington, NC
  • 04/2021 → 07/2022
    Avenue 365 Lender Services / Newrez
    Lexington, NC
  • 08/2020 → 03/2021
    Robert Half
    Lexington, NC
  • 01/2020 → 04/2020
    Aflac
    Winston Salem, NC
  • 04/2020 → 08/2020
    Unemployed
    Lexington, NC
  • 10/2019 → 12/2019
    Bonney Staffing
    Salisbury, NC
  • 07/2017 → 10/2019
    Panera Bread
    Charlotte, NC
  • 08/2016 → 12/2016
    Da Vinci's Pizza
    Charlotte, NC
  • 08/2016 → 12/2019
    University Of North Carolina At Charlotte
    Charlotte, NC
  • 03/2025 → 12/2025
    Bank Of America, N.A.
    Winston Salem, NC
  • 12/2025 → Present
    Fort Mill, SC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-29
  • S66 Uniform Combined State Law Examination
    2025-04-29
Other Names
  • Jordan A Laws
  • Jordan Andrew Laws

View on SEC IAPD

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