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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-12-16 |
| SC | RA | APPROVED | 2025-12-16 |
Branch Locations
1055 Lpl Way, Fort Mill, SC 29715 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Winston Salem | NC | 01/2025 | 12/2025 |
| Aldi | Salisbury | NC | 11/2024 | 01/2025 |
| Ups | Winston-Salem | NC | 10/2024 | 11/2024 |
| Jj's Furniture | Lexington | NC | 10/2023 | 10/2024 |
| Dash Home Loans | Huntersville | NC | 06/2023 | 10/2023 |
| Doordash | Lexington | NC | 07/2022 | 06/2023 |
| Avenue 365 Lender Services / Newrez | Lexington | NC | 04/2021 | 07/2022 |
| Robert Half | Lexington | NC | 08/2020 | 03/2021 |
| Aflac | Winston Salem | NC | 01/2020 | 04/2020 |
| Unemployed | Lexington | NC | 04/2020 | 08/2020 |
| Bonney Staffing | Salisbury | NC | 10/2019 | 12/2019 |
| Panera Bread | Charlotte | NC | 07/2017 | 10/2019 |
| Da Vinci's Pizza | Charlotte | NC | 08/2016 | 12/2016 |
| University Of North Carolina At Charlotte | Charlotte | NC | 08/2016 | 12/2019 |
| Bank Of America, N.A. | Winston Salem | NC | 03/2025 | 12/2025 |
| Lpl Financial Llc | Fort Mill | SC | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-29 |
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