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Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-06-11 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
4 Executive Park Drive, Albany, NY 12203 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unified Beerworks | Malta | NY | 09/2024 | Present |
| Druthers Brewing Co. | Saratoga | NY | 05/2024 | 11/2024 |
| Northeast Wealth Management | Albany | NY | 01/2025 | Present |
| Village Garage Distillery | Bennington | VT | 02/2022 | 04/2024 |
| Man Of Kent Tavern | Hoosick Falls | NY | 04/2017 | 01/2022 |
| Southwestern Vermont Medical Center | Bennington | VT | 12/2020 | 11/2022 |
| Hoosick Falls Country Club | Hoosick Falls | NY | 04/2014 | 01/2017 |
| New 2 You Consignment | Hoosick Falls | NY | 09/2012 | 09/2018 |
| Jbm Sherman Carmel | Bennington | VT | 08/2015 | 04/2018 |
| Gwn Securities | Palm Beach Gardens | FL | 01/2025 | Present |
Northeast Wealth Management Is Not Investment Related, ADDRESS: "4 Executive Park Drive, , Albany, NY, 12203, United States", Life Insurance, Life Insurance Agent, 7/1/2025, 20 hours per month, 0 hours per month during trading hours, Commission Compensation, DESCRIPTION: Life insurance agent for customers of Northeast Wealth Management Business name: Carson's Woodside Tavern, Business Address: 57 NY-9p Malta, NY 12020, Position Held: Server/Bartender, Expected annual income: 25000, Compensation Type: Other, Hours Per Month: 80, Hours Per Month Trading: 0, Involvement status: ACTIVE, Start: 2026-04-06, Activity description: employee of carsons woodside tavern , Investment Related?: NO, Will this activity interfere with or compromise your responsibilities as a registered representative?: NO, Is there an expectation to solicit other ownership or raise capital? : NO, Is there a web presence? : NO, Is there check-writing, trading authority/custody or control?: NO, Please list all non-securities licenses and/or certifications/professional designations that may apply to this activity (i.e. insurance, CPA, ChFC, etc.): N/A
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 2025-11-05 |
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