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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-13 |
| NJ | RA | APPROVED | 2025-12-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Llc | New York | NY | 02/2025 | 07/2025 |
| Rippling | New York City | NY | 10/2023 | 01/2025 |
| Pareto | New York City | NY | 06/2022 | 09/2023 |
| Asset Living | New Brunswick | NJ | 02/2020 | 05/2022 |
| Rutgers Alexander Library | New Brunswick | NJ | 09/2018 | 05/2023 |
| High Tech High School | North Bergen | NJ | 09/2014 | 06/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jersey City | NJ | 11/2025 | Present |
| Unemployed | N/A | XX | 07/2025 | 11/2025 |
| Bank Of America, N.A. | Jersey City | NJ | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-12 |
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