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Gonzalo Lopez Olan

Ubs Financial Services Inc.

Charlotte, NC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-06-23
  • NC RA
    APPROVED
    Since 2025-06-23

Branch Locations

11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. Charlotte NC 04/2025 Present
Fordham University Bronx NY 09/2020 05/2024
N/A Houston TX 05/2024 04/2025
Frassati Catholic High School Spring TX 09/2016 05/2020
N/A Houston TX 05/2020 09/2020
N/A Houston TX 05/2016 09/2016
  • 04/2025 → Present
    Ubs Financial Services, Inc.
    Charlotte, NC
  • 09/2020 → 05/2024
    Fordham University
    Bronx, NY
  • 05/2024 → 04/2025
    N/A
    Houston, TX
  • 09/2016 → 05/2020
    Frassati Catholic High School
    Spring, TX
  • 05/2020 → 09/2020
    N/A
    Houston, TX
  • 05/2016 → 09/2016
    N/A
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-19
  • S66 Uniform Combined State Law Examination
    2025-05-19

View on SEC IAPD

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