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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-10-16 |
| RI | RA | APPROVED | 2015-11-04 |
| CT | RA | APPROVED | 2006-05-31 |
Branch Locations
2221 Washington St Ste 202, Newton, MA 02451-1417 • United States
191 Main St, Old Saybrook, CT 06475 • United States
50 Canal St, Putnam, CT 06260 • United States
Stonington, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Plantsville | CT | 05/2006 | 03/2020 |
| Ameriprise Financial Services, Llc | North Stonington | CT | 03/2020 | Present |
Board of Directors; Kappa Rho Alumni Association of the Pi Kappa Alpha Fraternity; Secretary/Treasurer; 89 SERGIO FRANCHI DR, , STONINGTON, CT, 06378-2238; Not Investment-Related; 02/24/2010; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Self; Writer - Writing; Writer (fiction).; 89 SERGIO FRANCHI DR, , STONINGTON, CT, 06378-2238; Not Investment-Related; 12/01/2010; 1 to 9 hours per month; 0 during trading hours / Self; Voiceover actor - perform and record voiceover acting; Freelance voiceover work.; 89 SERGIO FRANCHI DR, , STONINGTON, CT, 6066; Not Investment-Related; 12/01/2010; 1 to 9 hours per month; 0 during trading hours / Bookkeeping Services; simple bookkeeping; bookkeeping services; 89 Sergio Franchi Dr, , Stonington, CT, 06378; Not Investment-Related; 08/07/2026; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-23 |
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