Bruce Robert Buck

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2006 → 03/2020
  Ameriprise Financial Services, Inc.
  Plantsville, CT
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  North Stonington, CT

Previous Registrations

• 2005-11-09 → 2006-03-29
  Ameriprise Financial Services, Llc
  East Hartford, CT

Other Businesses

Board of Directors; Kappa Rho Alumni Association of the Pi Kappa Alpha Fraternity; Secretary/Treasurer; 89 SERGIO FRANCHI DR, , STONINGTON, CT, 06378-2238; Not Investment-Related; 02/24/2010; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Self; Writer - Writing; Writer (fiction).; 89 SERGIO FRANCHI DR, , STONINGTON, CT, 06378-2238; Not Investment-Related; 12/01/2010; 1 to 9 hours per month; 0 during trading hours / Self; Voiceover actor - perform and record voiceover acting; Freelance voiceover work.; 89 SERGIO FRANCHI DR, , STONINGTON, CT, 6066; Not Investment-Related; 12/01/2010; 1 to 9 hours per month; 0 during trading hours / Bookkeeping Services; simple bookkeeping; bookkeeping services; 89 Sergio Franchi Dr, , Stonington, CT, 06378; Not Investment-Related; 08/07/2026; 10 to 19 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2005-09-23