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Current Employers
W&S Brokerage Services, Inc.

400 Broadway, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-07-01
OH RA APPROVED 2026-04-16
  • FL RA
    APPROVED
    Since 2026-07-01
  • OH RA
    APPROVED
    Since 2026-04-16

Branch Locations

2 Prestige Place Suite 310, Miamisburg, OH 45342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Western & Southern Life Miamisburg OH 12/2024 Present
Unemployed Englewood OH 09/2024 12/2024
Clean Slate Medical Group Moraine OH 11/2020 09/2024
Unemployed Englewood OH 10/2020 11/2020
Kettering Health Dayton OH 12/2014 10/2020
W&S Brokerage Services, Inc Miamisburg OH 12/2024 Present
  • 12/2024 → Present
    Western & Southern Life
    Miamisburg, OH
  • 09/2024 → 12/2024
    Unemployed
    Englewood, OH
  • 11/2020 → 09/2024
    Clean Slate Medical Group
    Moraine, OH
  • 10/2020 → 11/2020
    Unemployed
    Englewood, OH
  • 12/2014 → 10/2020
    Kettering Health
    Dayton, OH
  • 12/2024 → Present
    Miamisburg, OH
Other Businesses

Western Southern Life - NO - Miamisburg, OH - Full Time Sales Agent

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-04-15
S63 Uniform Securities Agent State Law Examination 2025-07-11
  • S65 Uniform Investment Adviser Law Examination
    2026-04-15
  • S63 Uniform Securities Agent State Law Examination
    2025-07-11

View on SEC IAPD

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