Shane Breen

Wells Fargo Clearing Services, LLC

Plantsville, CT

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2025-03-17

CT RA
APPROVED

Since 2025-03-17

Branch Locations

781 Main St, Plantsville, CT 06479 • United States

2500 Westchester Ave Ste 201 [C3-Rbo], Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Ansonia	CT	01/2025	Present
Bailey Funeral Home	Plainville	CT	12/2023	01/2025
D'ESopo Funeral Chapels	East Hartford	CT	11/2016	12/2023
Hoyt Funeral Home	New Canaan	CT	04/2014	11/2016

01/2025 → Present

Wells Fargo Clearing Services, Llc

Ansonia, CT
12/2023 → 01/2025

Bailey Funeral Home

Plainville, CT
11/2016 → 12/2023

D'ESopo Funeral Chapels

East Hartford, CT
04/2014 → 11/2016

Hoyt Funeral Home

New Canaan, CT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-03-17

S66 Uniform Combined State Law Examination

2025-03-17

View on SEC IAPD

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