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3909 Research Park Drive Suite 200, Ann Arbor, MI 48108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-06-01 |
Branch Locations
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108 • United States
Northridge, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Orange | CA | 05/2006 | 10/2020 |
| The Prudential Insurance Company Of America | Orange | CA | 05/2006 | 10/2020 |
| Emp Financial Network, Inc. | Los Angeles | CA | 01/2021 | Present |
| Unemployed | Anaheim | CA | 10/2020 | 01/2021 |
| Ameritas Investment Company, Llc | Lincoln | NE | 05/2021 | 05/2022 |
| Ameritas Life Insurance Company | Lincoln | NE | 05/2021 | 05/2022 |
| Ameritas Advisory Services, Llc | Lincoln | NE | 11/2021 | 05/2022 |
| Cconcorde Investment Services, Llc | Ann Arbor | MI | 05/2022 | Present |
| Concorde Asset Management, Llc | Ann Arbor | MI | 05/2022 | Present |
1) EMP FINANCIAL NETWORK, INC.; INVESTMENT RELATED; NORTHRIDGE, CA.;INSURANCE SERVICES; PRESIDENT; START DATE: 01/2021; FULL TIME DURING TRADING HOURS; MANAGE THE OFFICE. 2) CONCORDE ASSET MANAGEMENT, LLC.; INVESTMENT RELATED; ANN ARBOR, MI. INVESTMENT ADVISER REP OF RIA FIRM. START DATE: 05/2022. FULL TIME DURING TRADING HOURS. 3) EMP Wealth Management, LLC. Investment related. Start date 06/2022. Porter Ranch, CA. DBA for securities related activities. President. 1-5 hours/month during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 2005-06-22 |
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