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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-06-24
  • KY RA
    APPROVED
    Since 2025-06-24

Branch Locations

1003 South Virginia Street, Hopkinsville, KY 42240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rw Baird Hopkinsville KY 01/2025 Present
Dreamfield Lending Hopkinsville KY 01/2020 01/2025
United Southern Bank Hopkinsville KY 01/2018 12/2019
Bb&T Hopkinsville KY 08/2015 12/2017
  • 01/2025 → Present
    Rw Baird
    Hopkinsville, KY
  • 01/2020 → 01/2025
    Dreamfield Lending
    Hopkinsville, KY
  • 01/2018 → 12/2019
    United Southern Bank
    Hopkinsville, KY
  • 08/2015 → 12/2017
    Bb&T
    Hopkinsville, KY
Other Businesses

1- Dreamfield Lending, the business is not investment-related, 800 S Virginia St STE A Hopkinsville, KY 42240, Mortgage Lending, Mortgage Broker, Owner, 01/2020, 15 hours/MO, 0 hours during securities trading hours, Owner of a mortgage broker company with duties that include mostly clerical tasks such as payroll, accounting, etc. 2- GLW Enterprises LLC, the business is not investment-related, PO BOX 2061 Hopkinsville, KY 42240, Residential Rentals, Owner (100%), 01/2024, 1 HR/MO, 0 hours during securities trading hours, Owner of LLC which owns residential properties for long term lease which are managed by a property manager- tasks include accounting. 3- S&W Management LLC, the business is not investment-related, PO BOX 2061 Hopkinsville, KY 42240, Residential & Commercial Rentals, Partner (50%), 10/2019, 1 HR/MO, 0 hours during securities trading hours, 50% partner of LLC which owns residential and commercial rentals which are managed by a property manager- tasks include accounting. 4- WKY Holdings LLC, the business is not investment-related, PO BOX 24 Hopkinsville, KY 42240, Residential Rentals, Partner (50%), 01/2024, 1 HR/MO, 0 hours during securities trading hours, 50% partner of LLC which owns residential rentals which are managed by a property manager- tasks include accounting.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-23
  • S66 Uniform Combined State Law Examination
    2025-06-23

View on SEC IAPD

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