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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-06-24 |
Branch Locations
1003 South Virginia Street, Hopkinsville, KY 42240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rw Baird | Hopkinsville | KY | 01/2025 | Present |
| Dreamfield Lending | Hopkinsville | KY | 01/2020 | 01/2025 |
| United Southern Bank | Hopkinsville | KY | 01/2018 | 12/2019 |
| Bb&T | Hopkinsville | KY | 08/2015 | 12/2017 |
1- Dreamfield Lending, the business is not investment-related, 800 S Virginia St STE A Hopkinsville, KY 42240, Mortgage Lending, Mortgage Broker, Owner, 01/2020, 15 hours/MO, 0 hours during securities trading hours, Owner of a mortgage broker company with duties that include mostly clerical tasks such as payroll, accounting, etc. 2- GLW Enterprises LLC, the business is not investment-related, PO BOX 2061 Hopkinsville, KY 42240, Residential Rentals, Owner (100%), 01/2024, 1 HR/MO, 0 hours during securities trading hours, Owner of LLC which owns residential properties for long term lease which are managed by a property manager- tasks include accounting. 3- S&W Management LLC, the business is not investment-related, PO BOX 2061 Hopkinsville, KY 42240, Residential & Commercial Rentals, Partner (50%), 10/2019, 1 HR/MO, 0 hours during securities trading hours, 50% partner of LLC which owns residential and commercial rentals which are managed by a property manager- tasks include accounting. 4- WKY Holdings LLC, the business is not investment-related, PO BOX 24 Hopkinsville, KY 42240, Residential Rentals, Partner (50%), 01/2024, 1 HR/MO, 0 hours during securities trading hours, 50% partner of LLC which owns residential rentals which are managed by a property manager- tasks include accounting.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-23 |
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