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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-09-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Westlake | OH | 01/2025 | Present |
| Bentley Advisiors Llc | Aurora | OH | 03/2024 | 01/2025 |
| Zimmer Biomet | Warsaw | IN | 07/2013 | 02/2024 |
1- 01/2025 / Bentley Advisors LLC / Business Owner / NON INV RLTD / 20 HRS MNTH / START 03/18/2024 2- 01/21/2026 - Bentley Wealth Management LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/15/2026 - 160 hours per month/ 140 hours during trading 3- 2/24/2026 - Insurance - Non-Variable Insurance - Investment Related - At Reported Business Location(s) -Start Date 02/03/2026 - 2 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-06 |
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