Anthony William Kos

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-10-26
NJ	RA	APPROVED	2011-06-09

NY RA
APPROVED

Since 2021-10-26
NJ RA
APPROVED

Since 2011-06-09

Branch Locations

East Northport, NY • United States

11 Madison Avenue, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	New York	NY	05/2011	Present

05/2011 → Present

Ubs Financial Services Inc.

New York, NY

Other Businesses

1) Name of Business: Commack Youth Lacrosse League./ Address: 27 stonehurst lane dix hills new york United States./ Investment Related: No./Nature: town youth lacrosse league./ Role: treasurer./ Duty: pay league fees and bills./Start Date: 3/1/2023./ Hours Devoted: No./ Time Required: N/A.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-06-07

S66 Uniform Combined State Law Examination

2011-06-07

View on SEC IAPD