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Inactive

Spencer Thomas Smith

Financial Management, Inc.

Little Rock, AR

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Current Employers
Financial Management, Inc.

4007 N. Rodney Parham Road, Little Rock, AR 72212 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-03-24
  • AR RA
    APPROVED
    Since 2025-03-24

Branch Locations

4007 N. Rodney Parham Road, Little Rock, AR 72212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Smith Lawn Care, Llc Greenbrier AR 01/2014 08/2021
University Of Arkansas Fayetteville AR 08/2021 08/2022
Uark Federal Credit Union Fayetteville AR 08/2022 08/2023
University Of Arkansas Fayetteville AR 08/2023 05/2024
Crews & Associates, Inc. Little Rock AR 06/2024 08/2024
Crews & Associates, Inc. Little Rock AR 08/2024 12/2024
University Of Oklahoma Norman OK 08/2024 Present
Financial Management, Inc. Little Rock AR 12/2024 Present
  • 01/2014 → 08/2021
    Smith Lawn Care, Llc
    Greenbrier, AR
  • 08/2021 → 08/2022
    University Of Arkansas
    Fayetteville, AR
  • 08/2022 → 08/2023
    Uark Federal Credit Union
    Fayetteville, AR
  • 08/2023 → 05/2024
    University Of Arkansas
    Fayetteville, AR
  • 06/2024 → 08/2024
    Crews & Associates, Inc.
    Little Rock, AR
  • 08/2024 → 12/2024
    Crews & Associates, Inc.
    Little Rock, AR
  • 08/2024 → Present
    University Of Oklahoma
    Norman, OK
  • 12/2024 → Present
    Financial Management, Inc.
    Little Rock, AR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-24
  • S65 Uniform Investment Adviser Law Examination
    2025-03-24

View on SEC IAPD

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Other Investors

Thomas Milton Howard
Ammie Thompson
Chera Kaye Moore
Zachary Taylor Johnson
Gregory Scott Minton
BENJAMIN PAYNE LINCOLN
Danielle Francois Albright
LORI ANN ROBERTS

Other Offices

EDWARD JONES · LITTLE ROCK, AR
ARVEST WEALTH MANAGEMENT · LITTLE ROCK, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Little Rock, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Little Rock, AR
RAYMOND JAMES & ASSOCIATES, INC. · LITTLE ROCK, AR
UNITED CAPITAL FINANCIAL ADVISORS · LITTLE ROCK, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LITTLE ROCK, AR
NFSG CORPORATION · LITTLE ROCK, AR

More in Little Rock, AR

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