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2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067-5040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-08-25 |
Branch Locations
2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067-5040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of San Francisco | San Francisco | CA | 05/2016 | 07/2020 |
| Den Helder Suns | Den Helder, North Holland | 08/2023 | 05/2024 | |
| Dime Basketball | Manhattan Beach | CA | 06/2024 | 11/2024 |
| Sanctuary Advisors Llc | Los Angeles | CA | 01/2024 | 01/2025 |
| Team Fog Næstved | Naestved Municipality, Region Zealand | 08/2022 | 05/2023 | |
| Raiffeisen Flyers Wels | Wels, Upper Austria | 08/2021 | 05/2022 | |
| Edmonton Stingers | Edmonton, Alberta | 07/2021 | 08/2021 | |
| Cheshire Phoenix | Ellesmere Port, England | 11/2020 | 05/2021 | |
| Ionikos Nikaias B.C | Athens | 08/2020 | 10/2020 | |
| Slk Private Wealth | Los Angeles | CA | 01/2025 | 06/2025 |
| Sia Llc | Century City | CA | 06/2025 | Present |
| Ses Llc | Century City | CA | 06/2025 | Present |
SIA LLC POSITION: Associate Relationship Manager, NATURE: RIA, INVESTMENT RELATED: Yes, NUMBER OF HOURS: 160, SECURITIES TRADING HOURS: 120, START DATE: 06/09/2025 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: RIA sales & service
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-10-17 |
| S65 | Uniform Investment Adviser Law Examination | 2024-11-22 |
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