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Logan Lopez

Ubs Financial Services Inc.

The Woodlands, TX

CRD 8031760

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-07
  • TX RA
    APPROVED
    Since 2025-08-07

Branch Locations

1780 Hughes Landing Blvd. Suite 200, The Woodlands, TX 77380-1687 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc The Woodlands TX 02/2025 Present
The Club Of Carlton Woods The Woodlands TX 09/2021 12/2024
Farmers Daughter San Angelo TX 06/2021 07/2021
College Seguin TX 08/2020 12/2020
Scrap Yard Sports Conroe TX 06/2020 07/2020
High School/ Middle School Spring TX 01/2015 05/2020
College- Sam Houston University Hunstville TX 01/2021 08/2024
  • 02/2025 → Present
    Ubs Financial Services, Inc
    The Woodlands, TX
  • 09/2021 → 12/2024
    The Club Of Carlton Woods
    The Woodlands, TX
  • 06/2021 → 07/2021
    Farmers Daughter
    San Angelo, TX
  • 08/2020 → 12/2020
    College
    Seguin, TX
  • 06/2020 → 07/2020
    Scrap Yard Sports
    Conroe, TX
  • 01/2015 → 05/2020
    High School/ Middle School
    Spring, TX
  • 01/2021 → 08/2024
    College- Sam Houston University
    Hunstville, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-09
  • S66 Uniform Combined State Law Examination
    2025-04-09

View on SEC IAPD

Nearby Firms

PROVIDENT WEALTH ADVISORS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
J. W. COLE ADVISORS, INC.

Nearby Investors

DANIEL CORAL GOODWIN
Jeffrey Douglas Hackett
KRISTIN LEE SANDERS

Nearby Offices

PROVIDENT WEALTH ADVISORS, LLC · THE WOODLANDS, TX
AMERIPRISE FINANCIAL SERVICES, LLC · THE WOODLANDS, TX
J. W. COLE ADVISORS, INC. · THE WOODLANDS, TX

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