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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-21 |
Branch Locations
1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Charlotte | NC | 11/2024 | Present |
| Us Tech Solutions Inc | Jersey City | NJ | 11/2024 | Present |
| Rover | Charlotte | NC | 04/2023 | Present |
| Tropical Grille | Charlotte | NC | 05/2024 | 07/2024 |
| Cypress Of Raleigh | Raleigh | NC | 06/2021 | 06/2022 |
| Ymca Camp Kanata | Wake Forest | NC | 04/2021 | 04/2022 |
| Wood Valley Swim And Racquet Club | Raleigh | NC | 08/2017 | 08/2018 |
| Leesville Road High School | Raleigh | NC | 08/2016 | 06/2020 |
| University Of North Carolina At Charlotte | Charlotte | NC | 08/2022 | 12/2024 |
| Wake Technical Community College | Raleigh | NC | 08/2020 | 07/2022 |
ROVER; NOT INV RELATED; SEATTLE, WA; PET SITTER; 04/2023; 15 HOURS PER MONTH; 0 HOURS DURING TRADING; PET CARE SERVICES
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-02-14 |
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