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Samuel Isaac Cowles

Wells Fargo Clearing Services, LLC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-21
  • TX RA
    APPROVED_RES
    Since 2025-10-21

Branch Locations

1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Charlotte NC 11/2024 Present
Us Tech Solutions Inc Jersey City NJ 11/2024 Present
Red Rocks Cafe Huntersville NC 08/2022 Present
Fastenal Monroe NC 12/2023 01/2024
Outback Steakhouse Concord NC 08/2021 08/2022
Chick-Fil-A Concord NC 11/2018 08/2021
Landscaping (Self Employed) Concord NC 05/2016 11/2018
  • 11/2024 → Present
    Wells Fargo Clearing Services
    Charlotte, NC
  • 11/2024 → Present
    Us Tech Solutions Inc
    Jersey City, NJ
  • 08/2022 → Present
    Red Rocks Cafe
    Huntersville, NC
  • 12/2023 → 01/2024
    Fastenal
    Monroe, NC
  • 08/2021 → 08/2022
    Outback Steakhouse
    Concord, NC
  • 11/2018 → 08/2021
    Chick-Fil-A
    Concord, NC
  • 05/2016 → 11/2018
    Landscaping (Self Employed)
    Concord, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-26
S63 Uniform Securities Agent State Law Examination 2025-02-14
  • S65 Uniform Investment Adviser Law Examination
    2026-02-26
  • S63 Uniform Securities Agent State Law Examination
    2025-02-14
Other Names
  • Samuel Cowles

View on SEC IAPD

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