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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-05 |
Branch Locations
1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Charlotte | NC | 11/2024 | 02/2025 |
| Us Tech Solutions Inc | Jersey City | NJ | 11/2024 | 02/2025 |
| Unemployed | Charlotte | NC | 10/2024 | 11/2024 |
| State Employees' Credit Union | Charlotte | NC | 02/2024 | 10/2024 |
| Unemployed | Charlotte | NC | 09/2023 | 02/2024 |
| Toyota Of North Charlotte | Charlotte | NC | 05/2023 | 09/2023 |
| University Of North Carolina At Charlotte | Charlotte | NC | 08/2020 | 12/2022 |
| Unemployed | Charlotte | NC | 12/2022 | 05/2023 |
| Levine Middle College | Charlotte | NC | 08/2017 | 06/2020 |
| Independence High School | Charlotte | NC | 08/2015 | 06/2017 |
| Wells Fargo Clearing Services | Charlotte | NC | 05/2025 | Present |
| Disys | Mc Lean | VA | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 2025-06-27 |
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