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Springfield, OR • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2025-05-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tandem Financial Planning Llc | Springfield | OR | 11/2024 | Present |
| Fall Creek Farm And Nursery Inc. | Lowell | OR | 08/2017 | Present |
| Frogmore Fresh Llc | Dade City | FL | 05/2014 | 07/2017 |
the name of the other business; Fall Creek Farm and Nursery Inc. whether the business is investment-related; Not Investment Related the address of the other business; 39318 Jasper-Lowell Road Lowell, Oregon 97452 the nature of the other business; Farm and Nursery title, or relationship with the other business; your position; Area Manager the start date of your relationship; 08/2017 the approximate number of hours/month you devote to the other business; 172 per month the number of hours you devote to the other business during securities trading hours; 146 per month and briefly describe your duties relating to the other business; Area Manager
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-11-09 |
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