Alexander Whelan

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2025 → 01/2025
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 01/2025 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 12/2023 → 07/2024
  Cleveland Monsters
  Cleveland, OH
• 07/2024 → 12/2024
  Unemployed
  Ramsey, NJ
• 09/2023 → 12/2023
  Atlanta Gladiators
  Duluth, GA
• 05/2020 → 07/2023
  Hartford Wolf Pack
  Hartford, CT
• 06/2016 → 05/2020
  Quinnipiac University
  Hamden, CT
• 03/2025 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Other Businesses

1. INSURANCE AGENT/ SALES, 1 Madison Ave, Morristown NJ 07960, 03/2025, Agent, Insurance/Benefits/Human Resources, INV REL, 20 HR/MO, 7 HR/MO TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 04/2025 3) WHELANSCOTT ASSET MANAGEMENT, 1 Madison Ave, Morristown NJ 07960, 04/2025, IAR, DBA NAME, INV REL, 120 HR/MO - 120 HR/MO TRADING. 4) ALEX WHELAN, 161 East Hanover Ave, Morristown NJ 07960, United States, 06/23/2025, Coach, Sport/Fitness/Gaming, NIR, 6 HR/MO - 0 HR/MO TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2025-03-22

Other Names

• Alex Whelan