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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-22
NJ RA APPROVED 2025-07-25
  • TX RA
    APPROVED
    Since 2025-08-22
  • NJ RA
    APPROVED
    Since 2025-07-25

Branch Locations

100 Campus Dr, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Manasquan River Golf Club Brielle NJ 01/2015 01/2018
Manasquan River Yacht Club Brielle NJ 01/2018 01/2021
Bdo New York City NY 06/2022 12/2022
Manasquan River Golf Club Brielle NJ 01/2022 01/2024
Anchin Block And Anchin New York City NY 01/2024 04/2024
Bankers Life & Casualty, Inc Bridgewater NJ 06/2024 06/2025
Bankers Life Securities, Inc Bridgewater NJ 01/2025 06/2025
Bankers Life Advisory Services, Inc Bridgewater NJ 03/2025 06/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Florham Park NJ 07/2025 Present
Delatell Llc Newark DE 09/2020 06/2022
Bank Of America, N.A. Florham Park NJ 09/2025 Present
  • 01/2015 → 01/2018
    Manasquan River Golf Club
    Brielle, NJ
  • 01/2018 → 01/2021
    Manasquan River Yacht Club
    Brielle, NJ
  • 06/2022 → 12/2022
    Bdo
    New York City, NY
  • 01/2022 → 01/2024
    Manasquan River Golf Club
    Brielle, NJ
  • 01/2024 → 04/2024
    Anchin Block And Anchin
    New York City, NY
  • 06/2024 → 06/2025
    Bankers Life & Casualty, Inc
    Bridgewater, NJ
  • 01/2025 → 06/2025
    Bankers Life Securities, Inc
    Bridgewater, NJ
  • 03/2025 → 06/2025
    Bridgewater, NJ
  • 07/2025 → Present
    Florham Park, NJ
  • 09/2020 → 06/2022
    Delatell Llc
    Newark, DE
  • 09/2025 → Present
    Bank Of America, N.A.
    Florham Park, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-21
  • S66 Uniform Combined State Law Examination
    2025-03-21
Other Names
  • Sean Mcmanus
  • Sean Maroney Mcmanus

View on SEC IAPD

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