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William Diaz

Ameriprise Financial Services, LLC

North Las Vegas, NV

Las Vegas, NV

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-08-13
TX RA APPROVED 2025-08-12
  • NV RA
    APPROVED
    Since 2025-08-13
  • TX RA
    APPROVED
    Since 2025-08-12

Branch Locations

North Las Vegas, NV • United States

3883 Howard Hughes Pkwy Ste 300, Las Vegas, NV 89169-0968 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Las Vegas NV 03/2025 Present
University Of Nevada Las Vegas Las Vegas NV 08/2014 12/2018
Ross Dress For Less Las Vegas NV 12/2015 01/2022
Amazon Las Vegas NV 01/2022 03/2025
  • 03/2025 → Present
    Ameriprise Financial Services, Llc
    Las Vegas, NV
  • 08/2014 → 12/2018
    University Of Nevada Las Vegas
    Las Vegas, NV
  • 12/2015 → 01/2022
    Ross Dress For Less
    Las Vegas, NV
  • 01/2022 → 03/2025
    Amazon
    Las Vegas, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-11
  • S66 Uniform Combined State Law Examination
    2025-08-11
Other Names
  • William Diaz
  • William Alejandro Diaz

View on SEC IAPD

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