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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-09 |
| VA | RA | APPROVED | 2026-07-08 |
Branch Locations
1021 E Cary St 22Nd Fl James Center Ii, Richmond, VA 23219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Richmond | VA | 01/2025 | Present |
| Apple Inc | Richmond | VA | 02/2015 | 01/2025 |
| Compass Group Usa | Charlotte | NC | 12/2024 | Present |
Compass Group USA Not investment related 2400 Yorkmont Rd. Charlotte, NC 28217 Food service company Payroll Specialist 12/2024 to current 8 to 32 hours monthly depending on time of year. No hours during security trading hours. Nights and weekends. - Responsible for W2 work orders submitted by Compass Group employees. Reprint, address changes, corrections.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-08 |
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