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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-08-03
FL RA APPROVED 2017-10-25
IN RA APPROVED 2005-09-27
WI RA APPROVED 2005-09-27
  • TX RA
    APPROVED_RES
    Since 2018-08-03
  • FL RA
    APPROVED
    Since 2017-10-25
  • IN RA
    APPROVED
    Since 2005-09-27
  • WI RA
    APPROVED
    Since 2005-09-27

Branch Locations

Slinger, WI • United States

1700 Silverbrook Drive; Second Floor, West Bend, WI 53095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird West Bend WI 05/2005 Present
  • 05/2005 → Present
    Robert W. Baird
    West Bend, WI
Other Businesses

Name/Address: Threshold Foundation Start date: 12/1/19 Hours spent: 2 per month Hours spent during trading Hours: 1 per month Role/Responsibility: My role would be a director on the Foundation Board. I would have no role in managing the assets of the foundation. I would be an acting director overseeing the management and distribution of assets of the Foundation. Investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-12
  • S66 Uniform Combined State Law Examination
    2005-08-12
Other Names
  • Michael Lee Nowack
  • Michael Lee Nowak

View on SEC IAPD

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