Jonathan Daniel Roth

Employer firm

Pt Asset Management, LLC CRD 107619

$11.3B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2025 → Present
  Alps Distributors Inc.
  Denver, CO
• 01/2025 → Present
  Performance Trust Asset Management, Llc
  Chicago, IL
• 01/2025 → 01/2025
  Performance Trust Capital Partners, Llc
  Chicago, IL
• 01/2020 → 01/2025
  Lawndale Christian Health Center
  Chicago, IL
• 07/2018 → 12/2019
  Cure Sma
  Elk Grove Village, IL
• 05/2016 → 06/2018
  Roth Music Group
  West Chicago, CO

Other Businesses

1. PT Asset Management; Investment-Related; 500 W Madison St #500 Chicago, IL 60661; Asset Management; Internal Advisor Consultant; 09/01/2024; 160 HRS/MON; 130 HRS/MON During Trading Hours. 2. Roth Music Group; Not Investment-Related; Address on File; Digital Merchandise; Sole Proprietor; 08/21/2006; 1 HR/MON; None During Trading Hours.

Exams

• S66 Uniform Combined State Law Examination
  2024-03-18