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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-26 |
| NC | RA | APPROVED | 2025-04-25 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vangaurd Marketing Corporation | Charlotte | NC | 03/2025 | Present |
| The Vanguard Group, Inc. | Charlotte | NC | 03/2025 | Present |
| Self-Employed | Greensboro | NC | 02/2023 | 10/2023 |
| Self-Employed | Meriden | CT | 01/2018 | 02/2021 |
| Corporate Concepts Consulting | Port Chester | NY | 07/2018 | 09/2018 |
| University Of Bridgeport | Bridgeport | CT | 01/2018 | 12/2019 |
| Motif-Glitz Ventures | Ado-Ekiti | 06/2014 | 12/2017 | |
| Toppers Llc | Meriden | CT | 02/2021 | 12/2022 |
| Self-Employed | Raleigh | NC | 10/2023 | 08/2024 |
| Self-Employed | Raleigh | NC | 08/2024 | 03/2025 |
| Self-Employed | Meriden | CT | 05/2021 | 01/2022 |
| Self-Employed | Raleigh | NC | 07/2024 | 09/2024 |
| Self-Employed | Raleigh | NC | 03/2024 | 01/2025 |
| Tjx Companies Aka Marshalls | Raleigh | NC | 03/2024 | 05/2024 |
| Self-Employed | Hamden | CT | 01/2021 | 12/2021 |
| Self-Employed | Raleigh | NC | 07/2024 | 01/2025 |
| Toppers Llc | Meriden | CT | 02/2021 | Present |
| Boaz Capital Llc | Raleigh | NC | 02/2026 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 04/2025 | Present |
NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT RELATED ADDRESS: RALEIGH, NC NATURE OF BUSINESS: LIFE AND HEALTH INSURANCE POSITION: N/A START DATE: 02/2023 APPROX. HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY NAME OF BUSINESS: TOPPERS LLC NON-INVESTMENT RELATED ADDRESS: MERIDEN, CT NATURE OF BUSINESS: MARKETING COMPANY POSITION: DIGITAL MARKETER START DATE: 02/2021 APPROX. HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LLC ONLY NAME OF BUSINESS: BOAZ CAPITAL LLC INVESTMENT-RELATED ADDRESS: RALEIGH, NC NATURE OF BUSINESS: RENTAL PROPERTIES POSITION: LANDLORD/OWNER START DATE: 04/2026 APPROXIMATE HOURS/MONTH: 20 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTIES
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-09-23 |
| S65 | Uniform Investment Adviser Law Examination | 2024-09-11 |
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