Best Investors Account Sign in

Moyosola David Olawale Aina

Vanguard Advisers, Inc.

Charlotte, NC

CRD 8030309

Claim This Profile
Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-26
NC RA APPROVED 2025-04-25
  • TX RA
    APPROVED_RES
    Since 2025-04-26
  • NC RA
    APPROVED
    Since 2025-04-25

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vangaurd Marketing Corporation Charlotte NC 03/2025 Present
The Vanguard Group, Inc. Charlotte NC 03/2025 Present
Self-Employed Greensboro NC 02/2023 10/2023
Self-Employed Meriden CT 01/2018 02/2021
Corporate Concepts Consulting Port Chester NY 07/2018 09/2018
University Of Bridgeport Bridgeport CT 01/2018 12/2019
Motif-Glitz Ventures Ado-Ekiti 06/2014 12/2017
Toppers Llc Meriden CT 02/2021 12/2022
Self-Employed Raleigh NC 10/2023 08/2024
Self-Employed Raleigh NC 08/2024 03/2025
Self-Employed Meriden CT 05/2021 01/2022
Self-Employed Raleigh NC 07/2024 09/2024
Self-Employed Raleigh NC 03/2024 01/2025
Tjx Companies Aka Marshalls Raleigh NC 03/2024 05/2024
Self-Employed Hamden CT 01/2021 12/2021
Self-Employed Raleigh NC 07/2024 01/2025
Toppers Llc Meriden CT 02/2021 Present
Boaz Capital Llc Raleigh NC 02/2026 Present
Vanguard Advisers, Inc. Charlotte NC 04/2025 Present
  • 03/2025 → Present
    Vangaurd Marketing Corporation
    Charlotte, NC
  • 03/2025 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 02/2023 → 10/2023
    Self-Employed
    Greensboro, NC
  • 01/2018 → 02/2021
    Self-Employed
    Meriden, CT
  • 07/2018 → 09/2018
    Corporate Concepts Consulting
    Port Chester, NY
  • 01/2018 → 12/2019
    University Of Bridgeport
    Bridgeport, CT
  • 06/2014 → 12/2017
    Motif-Glitz Ventures
    Ado-Ekiti
  • 02/2021 → 12/2022
    Toppers Llc
    Meriden, CT
  • 10/2023 → 08/2024
    Self-Employed
    Raleigh, NC
  • 08/2024 → 03/2025
    Self-Employed
    Raleigh, NC
  • 05/2021 → 01/2022
    Self-Employed
    Meriden, CT
  • 07/2024 → 09/2024
    Self-Employed
    Raleigh, NC
  • 03/2024 → 01/2025
    Self-Employed
    Raleigh, NC
  • 03/2024 → 05/2024
    Tjx Companies Aka Marshalls
    Raleigh, NC
  • 01/2021 → 12/2021
    Self-Employed
    Hamden, CT
  • 07/2024 → 01/2025
    Self-Employed
    Raleigh, NC
  • 02/2021 → Present
    Toppers Llc
    Meriden, CT
  • 02/2026 → Present
    Boaz Capital Llc
    Raleigh, NC
  • 04/2025 → Present
    Charlotte, NC
Other Businesses

NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT RELATED ADDRESS: RALEIGH, NC NATURE OF BUSINESS: LIFE AND HEALTH INSURANCE POSITION: N/A START DATE: 02/2023 APPROX. HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY NAME OF BUSINESS: TOPPERS LLC NON-INVESTMENT RELATED ADDRESS: MERIDEN, CT NATURE OF BUSINESS: MARKETING COMPANY POSITION: DIGITAL MARKETER START DATE: 02/2021 APPROX. HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LLC ONLY NAME OF BUSINESS: BOAZ CAPITAL LLC INVESTMENT-RELATED ADDRESS: RALEIGH, NC NATURE OF BUSINESS: RENTAL PROPERTIES POSITION: LANDLORD/OWNER START DATE: 04/2026 APPROXIMATE HOURS/MONTH: 20 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTIES

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-09-23
S65 Uniform Investment Adviser Law Examination 2024-09-11
  • S63 Uniform Securities Agent State Law Examination
    2024-09-23
  • S65 Uniform Investment Adviser Law Examination
    2024-09-11
Other Names
  • Moyo Aina
  • Mo Aina
  • Moyosola Kolawole Aina
  • Moyosola David Aina
  • Moyosola Olawale Aina
  • Moyosola Olawale Kolawole Aina
  • Moyosola David Kolawole Aina
  • Moyosola D. Aina
  • Moyosola Aina

View on SEC IAPD

More in Charlotte, NC

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor