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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-03
CA RA APPROVED 2025-10-03
  • TX RA
    APPROVED
    Since 2025-11-03
  • CA RA
    APPROVED
    Since 2025-10-03

Branch Locations

50 W San Fernando St, San Jose, CA 95113 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Jose CA 01/2025 Present
Stanford University Stanford CA 05/2024 08/2024
Stanford University Stanford CA 04/2023 08/2023
Bona Pizza San Jose CA 05/2018 07/2018
Unemployed San Jose CA 08/2024 01/2025
Unemployed San Jose CA 08/2023 05/2024
University Of California, Davis Davis CA 09/2019 06/2022
University Of San Diego San Diego CA 08/2022 05/2023
Unemployed San Jose CA 06/2022 08/2022
Santa Teresa High School San Jose CA 08/2015 05/2019
Unemployed San Jose CA 05/2019 09/2019
  • 01/2025 → Present
    San Jose, CA
  • 05/2024 → 08/2024
    Stanford University
    Stanford, CA
  • 04/2023 → 08/2023
    Stanford University
    Stanford, CA
  • 05/2018 → 07/2018
    Bona Pizza
    San Jose, CA
  • 08/2024 → 01/2025
    Unemployed
    San Jose, CA
  • 08/2023 → 05/2024
    Unemployed
    San Jose, CA
  • 09/2019 → 06/2022
    University Of California, Davis
    Davis, CA
  • 08/2022 → 05/2023
    University Of San Diego
    San Diego, CA
  • 06/2022 → 08/2022
    Unemployed
    San Jose, CA
  • 08/2015 → 05/2019
    Santa Teresa High School
    San Jose, CA
  • 05/2019 → 09/2019
    Unemployed
    San Jose, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-10-29
S65 Uniform Investment Adviser Law Examination 2024-10-18
  • S63 Uniform Securities Agent State Law Examination
    2024-10-29
  • S65 Uniform Investment Adviser Law Examination
    2024-10-18
Other Names
  • Brendan R Narksompop

View on SEC IAPD

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