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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-02-05 |
| TX | RA | APPROVED | 2026-02-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 09/2025 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 09/2025 | Present |
| Dicks Sporting Goods | Concord | NC | 10/2024 | 09/2025 |
| Consolidated Planning | Charlotte | NC | 06/2025 | 07/2025 |
| Townebank - Duck Branch | Duck | NC | 05/2024 | 07/2024 |
| The Peninsula Club | Cornelius | NC | 08/2023 | 10/2023 |
| University Of North Carolina At Charlotte | Charlotte | NC | 08/2022 | 06/2025 |
| First Flight High School | Kill Devil Hills | NC | 08/2018 | 08/2022 |
| First Flight Middle School | Kill Devil Hills | NC | 08/2015 | 08/2018 |
| Vanguard Advisers, Inc. | Charlotte | NC | 02/2026 | Present |
NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: LIFE INSURANCE LICENSE POSITION: N/A START DATE: 05/2025 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: HEALTH INSURANCE LICENSE POSITION: N/A START DATE: 05/2025 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-03 |
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