Yuan Yao

Employer firm

Goldman Sachs Wealth Services, L.p. CRD 106693

$31.7B regulatory AUM 89,850 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2023 → 04/2024
  Thaddeus Resource Center
  San Dimas, CA
• 10/2021 → 06/2022
  The Home Depot
  Baldwin Park, CA
• 08/2019 → 06/2021
  Mt. San Antonio College
  Walnut, CA
• 08/2021 → 05/2024
  California State Polytechnic University, Pomona
  Pomona, CA
• 01/2025 → 06/2025
  Gwn Securities, Inc.
  Pasadena, CA
• 08/2015 → 06/2019
  Mark Keppel High School
  Alhambra, CA
• 06/2022 → 10/2023
  Unemployed
  San Dimas, CA
• 05/2024 → 01/2025
  Unemployed
  San Dimas, CA
• 07/2025 → Present
  Goldman Sachs & Co. Llc
  New York, NY

Previous Registrations

• 2025-01-31 → 2025-06-09
  Gwn Securities Inc.
  Pasadena, CA
  Palm Beach Gardens, FL
  Palm Beach Gardens, FL

Exams

• S66 Uniform Combined State Law Examination
  2024-12-16

Other Names

• Ivan Yao