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Eric Vernon Blakely

LPl Enterprise, LLC

Houston, TX

CRD 8029723

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-02
  • TX RA
    APPROVED
    Since 2025-04-02

Branch Locations

1233 West Loop South Suite 1100, Houston, TX 77027 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ait Worldwide Logistics Austin TX 11/2018 05/2024
Berger Transfer & Storage Austin TX 08/2010 10/2018
Lpl Enterprise Houston TX 02/2025 Present
Unemployed Pflugerville TX 05/2024 01/2025
Unemployed Austin TX 10/2018 11/2018
  • 11/2018 → 05/2024
    Ait Worldwide Logistics
    Austin, TX
  • 08/2010 → 10/2018
    Berger Transfer & Storage
    Austin, TX
  • 02/2025 → Present
    Lpl Enterprise
    Houston, TX
  • 05/2024 → 01/2025
    Unemployed
    Pflugerville, TX
  • 10/2018 → 11/2018
    Unemployed
    Austin, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-02
  • S66 Uniform Combined State Law Examination
    2025-04-02

View on SEC IAPD

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