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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-11-14 |
| TX | RA | APPROVED_RES | 2025-11-12 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Gilbert | AZ | 03/2025 | 10/2025 |
| Us Bancorp Advisors/Us Bank | Tempe | AZ | 02/2025 | 03/2025 |
| Northern Trust Corporation | Tempe | AZ | 01/2023 | 12/2024 |
| Wells Fargo | Chandler | AZ | 02/2017 | 01/2023 |
| Dominos Pizza | Fontana | CA | 02/2015 | 02/2017 |
| J.P. Morgan Securities Llc | Tempe | AZ | 11/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Tempe | AZ | 11/2025 | Present |
| Juan Suarez | Casa Grande | AZ | 03/2024 | 09/2024 |
| Unemployed | Casa Grande | AZ | 01/2025 | 01/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-16 |
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