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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-01-02
  • MN RA
    APPROVED
    Since 2026-01-02

Branch Locations

7650 Edinborough Wy Ste 100, Edina, MN 55435 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charlie's On Prior Prior Lake MN 03/2019 08/2022
Lunds & Byerlys Prior Lake MN 04/2020 05/2020
Caribou Coffee Savage MN 10/2020 03/2021
Mystic Lake Steakhouse Prior Lake MN 03/2021 05/2022
Signal Security Omaha NE 05/2023 01/2024
Busy Bees Babysitting Phoenix AZ 09/2022 06/2024
M Culinary Concepts Phoenix AZ 11/2023 12/2024
Shakopee Mdewanekton Sioux Community Prior Lake MN 05/2024 08/2024
Grand Canyon Beverage Company Phoenix AZ 09/2023 12/2023
Ameriprise Financial Services Llc Edina MN 01/2025 06/2025
Full Time Student Prior Laked MN 05/2015 03/2019
Ajw Financial Edina MN 06/2025 Present
Cetera Wealth Services, Llc El Segundo CA 06/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2026 Present
  • 03/2019 → 08/2022
    Charlie's On Prior
    Prior Lake, MN
  • 04/2020 → 05/2020
    Lunds & Byerlys
    Prior Lake, MN
  • 10/2020 → 03/2021
    Caribou Coffee
    Savage, MN
  • 03/2021 → 05/2022
    Mystic Lake Steakhouse
    Prior Lake, MN
  • 05/2023 → 01/2024
    Signal Security
    Omaha, NE
  • 09/2022 → 06/2024
    Busy Bees Babysitting
    Phoenix, AZ
  • 11/2023 → 12/2024
    M Culinary Concepts
    Phoenix, AZ
  • 05/2024 → 08/2024
    Shakopee Mdewanekton Sioux Community
    Prior Lake, MN
  • 09/2023 → 12/2023
    Grand Canyon Beverage Company
    Phoenix, AZ
  • 01/2025 → 06/2025
    Ameriprise Financial Services Llc
    Edina, MN
  • 05/2015 → 03/2019
    Full Time Student
    Prior Laked, MN
  • 06/2025 → Present
    Ajw Financial
    Edina, MN
  • 06/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2026 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: AJW FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 06/2025 POSITION/TITLE/RELATIONSHIP: OPERATIONS ADMINISTRATOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: SUPPORT/ADMINISTRATIVE DUTIES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-30
  • S66 Uniform Combined State Law Examination
    2025-12-30
Other Names
  • Ava Burandt

View on SEC IAPD

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