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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-01-02 |
Branch Locations
7650 Edinborough Wy Ste 100, Edina, MN 55435 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charlie's On Prior | Prior Lake | MN | 03/2019 | 08/2022 |
| Lunds & Byerlys | Prior Lake | MN | 04/2020 | 05/2020 |
| Caribou Coffee | Savage | MN | 10/2020 | 03/2021 |
| Mystic Lake Steakhouse | Prior Lake | MN | 03/2021 | 05/2022 |
| Signal Security | Omaha | NE | 05/2023 | 01/2024 |
| Busy Bees Babysitting | Phoenix | AZ | 09/2022 | 06/2024 |
| M Culinary Concepts | Phoenix | AZ | 11/2023 | 12/2024 |
| Shakopee Mdewanekton Sioux Community | Prior Lake | MN | 05/2024 | 08/2024 |
| Grand Canyon Beverage Company | Phoenix | AZ | 09/2023 | 12/2023 |
| Ameriprise Financial Services Llc | Edina | MN | 01/2025 | 06/2025 |
| Full Time Student | Prior Laked | MN | 05/2015 | 03/2019 |
| Ajw Financial | Edina | MN | 06/2025 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2026 | Present |
1. NAME OF OTHER BUSINESS: AJW FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 06/2025 POSITION/TITLE/RELATIONSHIP: OPERATIONS ADMINISTRATOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: SUPPORT/ADMINISTRATIVE DUTIES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-30 |
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