Rory Daniel Henderson

Employer firm

Osaic Advisory Services, LLC CRD 171070

$15.5B regulatory AUM 170 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 11/2020
  Kms Financial Services, Inc.
  Seattle, WA
• 05/2014 → Present
  Legacy Wealth Management
  San Rafael, CA
• 11/2020 → 06/2024
  Securities America, Inc.
  Oakland, CA
• 11/2020 → 06/2024
  Securities America Advisors, Inc.
  Oakland, CA
• 11/2020 → 11/2024
  Arbor Point Advisors
  Oakland, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Oakland, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Oakland, CA
• 11/2024 → Present
  Osaic Advisory Services, Llc
  Atlanta, GA

Previous Registrations

• 2020-11-06 → 2024-11-08
  Arbor Point Advisors
  Oakland, CA
• 2020-11-06 → 2024-06-14
  Securities America Advisors, Inc.
  Oakland, CA
• 2015-02-10 → 2020-11-06
  Kms Financial Services, Inc.
  Oakland, CA
  Seattle, WA

Other Businesses

RORY HENDERSON POSITION: Musician NATURE: Sole Proprietor INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 02/27/2026 ADDRESS: 456 40th St, Apartment 11, oakland CA 94609, United States DESCRIPTION: Musician

Exams

• S66 Uniform Combined State Law Examination
  2015-02-10