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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2026-01-30 |
| MA | RA | APPROVED | 2026-01-27 |
| ND | RA | APPROVED | 2026-01-27 |
| WV | RA | APPROVED | 2026-01-23 |
| GA | RA | APPROVED | 2026-01-22 |
| LA | RA | APPROVED | 2026-01-22 |
| AL | RA | APPROVED | 2026-01-21 |
| AK | RA | APPROVED | 2026-01-21 |
| AZ | RA | APPROVED | 2026-01-21 |
| AR | RA | APPROVED | 2026-01-21 |
| CA | RA | APPROVED | 2026-01-21 |
| CO | RA | APPROVED | 2026-01-21 |
| CT | RA | APPROVED | 2026-01-21 |
| DE | RA | APPROVED | 2026-01-21 |
| HI | RA | APPROVED | 2026-01-21 |
| ID | RA | APPROVED | 2026-01-21 |
| IN | RA | APPROVED | 2026-01-21 |
| IA | RA | APPROVED | 2026-01-21 |
| KS | RA | APPROVED | 2026-01-21 |
| KY | RA | APPROVED | 2026-01-21 |
| ME | RA | APPROVED | 2026-01-21 |
| MD | RA | APPROVED | 2026-01-21 |
| MI | RA | APPROVED | 2026-01-21 |
| MN | RA | APPROVED | 2026-01-21 |
| MS | RA | APPROVED | 2026-01-21 |
| MO | RA | APPROVED | 2026-01-21 |
| MT | RA | APPROVED | 2026-01-21 |
| NE | RA | APPROVED | 2026-01-21 |
| NV | RA | APPROVED | 2026-01-21 |
| NH | RA | APPROVED | 2026-01-21 |
| NC | RA | APPROVED | 2026-01-21 |
| OH | RA | APPROVED | 2026-01-21 |
| OR | RA | APPROVED | 2026-01-21 |
| PR | RA | APPROVED | 2026-01-21 |
| RI | RA | APPROVED | 2026-01-21 |
| SC | RA | APPROVED | 2026-01-21 |
| SD | RA | APPROVED | 2026-01-21 |
| TX | RA | APPROVED | 2026-01-21 |
| UT | RA | APPROVED | 2026-01-21 |
| VT | RA | APPROVED | 2026-01-21 |
| WA | RA | APPROVED | 2026-01-21 |
| WI | RA | APPROVED | 2026-01-21 |
| WY | RA | APPROVED | 2026-01-21 |
| IL | RA | APPROVED | 2026-01-15 |
| VA | RA | APPROVED | 2025-09-15 |
| FL | RA | APPROVED | 2025-07-17 |
| NJ | RA | APPROVED | 2025-07-16 |
| NY | RA | APPROVED | 2025-07-16 |
| PA | RA | APPROVED | 2025-07-16 |
Branch Locations
150 South Warner Road Suite 120, King Of Prussia, PA 19406 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Financial Network | Middleton | MA | 05/2024 | 08/2024 |
| The Reef Newport | Newport | RI | 06/2023 | 08/2023 |
| Castle Hill Inn And Restaurant | Newport | RI | 06/2022 | 08/2022 |
| Beanie Bounce Party Rentals | Conshohocken | PA | 05/2016 | 05/2019 |
| Trilogy Lacrosse | Westfield | NJ | 06/2022 | 08/2022 |
| Salve Regina University | Newport | RI | 05/2019 | 06/2020 |
| Avalon Awning Co. | North Wildwood | NJ | 06/2021 | 08/2021 |
| Salve Regina University | Newport | RI | 09/2021 | 05/2022 |
| Salve Regina University | Newport | RI | 09/2022 | 05/2023 |
| Mba Bentley University | Waltham | MA | 08/2023 | 05/2024 |
| Guardian Life Insurance Company | Garden City | NY | 01/2025 | 06/2026 |
| Mba Bentley University | Waltham | MA | 08/2024 | 12/2024 |
| Avalon Awning Co. | North Wildwood | NJ | 06/2020 | 08/2020 |
| Salve Regina University | Newport | RI | 09/2020 | 05/2021 |
| Park Avenue Securities | Garden City | NY | 03/2025 | 06/2026 |
| Guardian Life Insurance Company | King Of Prussia | PA | 06/2026 | Present |
| Park Avenue Securities | King Of Prussia | PA | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-10 |
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