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Thomas Allen Brooke

Thrivent Investment Management Inc.

Davenport, IA

Davenport, IA

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-09-14
IA RA APPROVED 2010-01-11
  • TX RA
    APPROVED_RES
    Since 2020-09-14
  • IA RA
    APPROVED
    Since 2010-01-11

Branch Locations

2466 E Kimberly Rd, Davenport, IA 52807 • United States

Davenport, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Davenport IA 01/2010 Present
Thrivent Financial For Lutherans Appleton WI 01/2010 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-07-28
S63 Uniform Securities Agent State Law Examination 2005-07-21
  • S65 Uniform Investment Adviser Law Examination
    2005-07-28
  • S63 Uniform Securities Agent State Law Examination
    2005-07-21

View on SEC IAPD

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