Joseph Peter Perricone

Current Employers

Aegis Capital Corp.

1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-04-11
PR	RA	APPROVED	2025-04-10
TX	RA	APPROVED	2025-04-10
CA	RA	APPROVED	2025-03-20

FL RA
APPROVED

Since 2025-04-11
PR RA
APPROVED

Since 2025-04-10
TX RA
APPROVED

Since 2025-04-10
CA RA
APPROVED

Since 2025-03-20

Branch Locations

30011 Ivy Glenn Dr Suite 205, Laguna Niguel, CA 92677 • United States

1000 Sw Broadway Suite 1220, Portland, OR 97205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Aegis Capital Corp	New York	NY	01/2025	Present
Frontier Selects/ Saint John Bosco Hockey Club	Westminste	CA	08/2024	Present
Halifax Mooseheads	Halifax		08/2019	07/2024
Moncton Wildcats	Moncton		08/2017	07/2019
Rouyn-Noranda Huskies	Rouyn Noranda		01/2015	07/2017

01/2025 → Present

Aegis Capital Corp

New York, NY
08/2024 → Present

Frontier Selects/ Saint John Bosco Hockey Club

Westminste, CA
08/2019 → 07/2024

Halifax Mooseheads

Halifax
08/2017 → 07/2019

Moncton Wildcats

Moncton
01/2015 → 07/2017

Rouyn-Noranda Huskies

Rouyn Noranda

Other Businesses

Frontier Selects, 13071 Springdale St. Westminster, CA 92683; Not Investment Related; High School Hockey, Goalie Coach, Start Date: August 15, 2024; 12 hours per month devoted to activity, 0 hours during securities trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-03-19

S66 Uniform Combined State Law Examination

2025-03-19

View on SEC IAPD

Current Employers

Aegis Capital Corp.

Disclosures

Employment History

Other Businesses

Exams

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