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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-13
WI RA APPROVED 2025-03-31
  • TX RA
    APPROVED
    Since 2025-05-13
  • WI RA
    APPROVED
    Since 2025-03-31

Branch Locations

411 S Commercial St, Neenah, WI 54956 • United States

Appleton, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Neenah WI 01/2025 Present
Thrivent Appleton WI 01/2014 09/2024
Self Employed Appleton WI 09/2024 01/2025
Thrivent Financial Appleton WI 02/2025 05/2025
Thrivent Financial Appleton WI 05/2025 Present
  • 01/2025 → Present
    Neenah, WI
  • 01/2014 → 09/2024
    Thrivent
    Appleton, WI
  • 09/2024 → 01/2025
    Self Employed
    Appleton, WI
  • 02/2025 → 05/2025
    Thrivent Financial
    Appleton, WI
  • 05/2025 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

JJH REDTAIL PROPERTY LLC POSITION: Owner NATURE: Own and manage rental property. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2019 ADDRESS: 2333-2335 Redtail Dr, Neenah WI 54956, United States DESCRIPTION: Ownership and management responsibilities of real estate property. HEATH RIVERDALE PROPERTY LLC POSITION: Owner NATURE: Own and manage rental property. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2021 ADDRESS: 1300-1302 Riverdale Dr, Appleton WI 54914, United States DESCRIPTION: Ownership and management responsibilities of real estate property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-28
  • S66 Uniform Combined State Law Examination
    2025-03-28

View on SEC IAPD

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