Maxwell Nichols Baumann

Key Investment Services LLC

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Current Employers

Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2025-04-01

OR RA
APPROVED

Since 2025-04-01

Branch Locations

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Keybank Na	Portland	OR	01/2017	Present
Key Investment Services Llc	Brooklyn	OH	01/2025	Present
Bank Of America	Eugene	OR	08/2016	01/2017

01/2017 → Present

Keybank Na

Portland, OR
01/2025 → Present

Key Investment Services Llc

Brooklyn, OH
08/2016 → 01/2017

Bank Of America

Eugene, OR

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-03-29

S66 Uniform Combined State Law Examination

2025-03-29

Other Names

Maxwell Baumann

View on SEC IAPD

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Other Offices

KEY INVESTMENT SERVICES LLC · BROOKLYN, OH

VICTORY CAPITAL MANAGEMENT INC. · Brooklyn, OH

LINCOLN INVESTMENT · PARMA, OH

INDEPENDENCE CAPITAL CO., INC. · PARMA, OH

LPL FINANCIAL LLC · PARMA, OH

OSAIC WEALTH, INC. · PARMA, OH

CETERA INVESTMENT ADVISERS LLC · CLEVELAND, OH

THE HUNTINGTON INVESTMENT COMPANY · Cleveland, OH

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