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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2026-05-28 |
| TX | RA | APPROVED | 2016-10-07 |
| WA | RA | APPROVED | 2016-10-07 |
Branch Locations
10400 Ne 4Th St Pbig - Bellevue Private Wealth, Bellevue, WA 98004 • United States
400 S Rampart Blvd, Las Vegas, NV 89145 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Seattle | WA | 04/2005 | 10/2016 |
| Morgan Stanley Smith Barney | Seattle | WA | 06/2009 | 10/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bellevue | WA | 10/2016 | Present |
| Bank Of America, N.A. | Bellevue | WA | 01/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-07 |
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