Rebecca Lynn Walen

Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Educational seminars
SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

Authority	Category	Status	Date
ND	RA	APPROVED	2025-10-31

ND RA
APPROVED

Since 2025-10-31

Branch Locations

3189 Ace Allen Way S, Fargo, ND 58104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bremer Bank	Fargo	ND	06/2023	10/2024
Bell Bank	Fargo	ND	12/2013	06/2023
Thoreson Steffes Trust Company	Fargo	ND	10/2024	03/2025
Alerus Financial	Fargo	ND	04/2025	Present
Osaic Institutions, Inc.	Meriden	CT	05/2025	Present

06/2023 → 10/2024

Bremer Bank

Fargo, ND
12/2013 → 06/2023

Bell Bank

Fargo, ND
10/2024 → 03/2025

Thoreson Steffes Trust Company

Fargo, ND
04/2025 → Present

Alerus Financial

Fargo, ND
05/2025 → Present

Osaic Institutions, Inc.

Meriden, CT

Previous Registrations

2025-03-24 → 2025-03-31

Thoreson Steffes

Fargo, ND

Other Businesses

1.) Alerus. Yes, investment related. Started 4/15/2025. SVP Director of Wealth Advisory Services. Banking and investment activities. Manage Advisors. Approx 136 hours monthly during trading hours.

Designations

Certified Financial Planner

Other Names

Becky Walen
Rebecca Lynn Walen
Rebecca Lynn Walen
Rebecca Lynn Thaemert

View on SEC IAPD