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Current Employers
Mesirow Financial Investment Management, Inc.

353 N. Clark St, Chicago, IL 60654 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-11-15
IL RA APPROVED 2014-08-06
  • CA RA
    APPROVED
    Since 2016-11-15
  • IL RA
    APPROVED
    Since 2014-08-06

Branch Locations

353 N. Clark St, Chicago, IL 60654 • United States

610 Central Avenue Suite 200, Highland Park, IL 60035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mesirow Financial, Inc. Highland Park IL 10/2013 Present
  • 10/2013 → Present
    Mesirow Financial, Inc.
    Highland Park, IL
Other Businesses

Solomon Schechter Day School; Not investment-related; Private Elementary School - non for profit organization; Parent Organization Co-Treasurer; Track expenses and remit payments for PO. For example, collect payments and monitor expenses for year-end parties, fundraisers for the school PO (book fair); 4 hours per month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-06
S63 Uniform Securities Agent State Law Examination 2005-09-29
  • S66 Uniform Combined State Law Examination
    2014-08-06
  • S63 Uniform Securities Agent State Law Examination
    2005-09-29
Other Names
  • Stephanie Ellen Greenfield
  • Stephanie Ellen Feldman

View on SEC IAPD

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