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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-06-27
  • VA RA
    APPROVED
    Since 2025-06-27

Branch Locations

999 Waterside Dr Ste 1800, Dominion Tower [V4-Rbo], Norfolk, VA 23510 • United States

3936 Portsmouth Blvd, Chesapeake, VA 23321 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Chesapeake VA 01/2025 Present
Wells Fargo Bank, Na Chesapeake VA 11/2021 Present
Geico Virginia Beach VA 03/2016 11/2021
  • 01/2025 → Present
    Chesapeake, VA
  • 11/2021 → Present
    Wells Fargo Bank, Na
    Chesapeake, VA
  • 03/2016 → 11/2021
    Geico
    Virginia Beach, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-27
S63 Uniform Securities Agent State Law Examination 2025-05-05
  • S65 Uniform Investment Adviser Law Examination
    2025-06-27
  • S63 Uniform Securities Agent State Law Examination
    2025-05-05
Other Names
  • Diamond Nicole Parker
  • Diamond Melvin

View on SEC IAPD

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