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Samuel Worthington Coleman

LPl Financial LLC

Tempe, AZ

Gilbert, AZ

CRD 8027731

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-05-05
TX RA APPROVED 2026-05-05
  • AZ RA
    APPROVED
    Since 2026-05-05
  • TX RA
    APPROVED
    Since 2026-05-05

Branch Locations

500 E Rio Salado Pkwy Bldg 4 3 Fl, Tempe, AZ 85281 • United States

Gilbert, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mancusos Restaurant Phoenix AZ 08/2023 Present
Lpl Financial Llc Tempe AZ 01/2025 Present
Teksytems Tempe AZ 01/2025 05/2025
Italian Restaurant Group Gilbert AZ 10/2020 08/2023
Ralph Lauren Retail Inc Chandler AZ 10/2020 10/2020
Os Restaurant Services Gilbert AZ 08/2017 10/2020
Ace Industrial Supply Inc Gilbert AZ 07/2017 08/2017
Big Wings 2 Inc Mesa AZ 01/2015 07/2017
  • 08/2023 → Present
    Mancusos Restaurant
    Phoenix, AZ
  • 01/2025 → Present
    Lpl Financial Llc
    Tempe, AZ
  • 01/2025 → 05/2025
    Teksytems
    Tempe, AZ
  • 10/2020 → 08/2023
    Italian Restaurant Group
    Gilbert, AZ
  • 10/2020 → 10/2020
    Ralph Lauren Retail Inc
    Chandler, AZ
  • 08/2017 → 10/2020
    Os Restaurant Services
    Gilbert, AZ
  • 07/2017 → 08/2017
    Ace Industrial Supply Inc
    Gilbert, AZ
  • 01/2015 → 07/2017
    Big Wings 2 Inc
    Mesa, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-04
  • S66 Uniform Combined State Law Examination
    2026-05-04

View on SEC IAPD

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Nearby Investors

David Erick Rosendahl
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Nearby Offices

OLIVE STREET INVESTMENT ADVISERS, LLC · ST. LOUIS, MO
EDWARD JONES · ST. LOUIS, MO
J.P. MORGAN SECURITIES LLC · Des Peres, MO

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