Best Investors Account Sign in

Lourdes N Cardenas

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New Milford, CT

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-22
CT RA APPROVED 2025-07-11
  • TX RA
    APPROVED
    Since 2025-07-22
  • CT RA
    APPROVED
    Since 2025-07-11

Branch Locations

55 Main St, New Milford, CT 06776 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Milford CT 11/2015 Present
Bank Of America, N.A. New Milford CT 01/2025 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-16
  • S66 Uniform Combined State Law Examination
    2025-05-16
Other Names
  • Lourdes Cardenas
  • Lourdes Guaman
  • Lourdes N Guaman
  • Lourdes Noemi Guaman
  • Lourdes Noemi Guaman Tandayamo
  • Lourdes Noemi Cardenas
  • Lourdes N Cardenas

View on SEC IAPD

Other Firms

EDWARD JONES
LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
CETERA INVESTMENT ADVISERS LLC
WESTMINSTER FINANCIAL ADVISORY CORP
EQUITABLE ADVISORS, LLC
CHARLES SCHWAB & CO., INC.
BOURNE LENT ASSET MANAGAMENT, INC.

Other Investors

Luis A. Abella
William C Greeley
FRANCIS ST AMAND
ROSEMARY BUTLER
Ivan Shiffman
DEAN MATTHEW AITA
KENNETH CHRISTOPHER LINDNER
DAVID S. LONG

Other Offices

EDWARD JONES · NEW MILFORD, CT
LPL FINANCIAL LLC · NEW MILFORD, CT
STATE FARM INVESTMENT MANAGEMENT CORP. · Mew Milford, CT
EDWARD JONES · NEW MILFORD, CT
CETERA INVESTMENT ADVISERS LLC · WASHINGTON DEPOT, CT
LPL FINANCIAL LLC · BROOKFIELD, CT
LPL FINANCIAL LLC · BROOKFIELD, CT
WESTMINSTER FINANCIAL ADVISORY CORP · Brookfield, CT

More in New Milford, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor