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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-03-10
  • NY RA
    APPROVED
    Since 2025-03-10

Branch Locations

Greenfield, NY • United States

120 West Ave Suite 211, Saratoga Springs, NY 12866 • United States

11 Century Hill Drive Suite 106, Latham, NY 12110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Enterprise Syracuse NY 01/2025 Present
The Relief Room Llc Mechanicville NY 08/2018 01/2025
Northeast Eye Center Latham NY 10/2015 08/2018
  • 01/2025 → Present
    Lpl Enterprise
    Syracuse, NY
  • 08/2018 → 01/2025
    The Relief Room Llc
    Mechanicville, NY
  • 10/2015 → 08/2018
    Northeast Eye Center
    Latham, NY
Other Businesses

1) 12/16/2025-Anchor Point Financial Advisors-Financial Advisor-DBA for LPL Business (entity for LPL business)-Inv Related-At reported business location(s)-Start date 10/16/2025-120hrs/mth-120hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-04
  • S66 Uniform Combined State Law Examination
    2025-03-04
Other Names
  • Lisa Jean Birmingham

View on SEC IAPD

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