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Prospera Financial Services, Inc. CRD 10740
$12.4B regulatory AUM 14 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2025-12-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Williston | VT | 12/2024 | 12/2025 |
| Conscious Cleaners | South Burlington | VT | 07/2024 | Present |
| Eastrise Credit Union | Williston | VT | 03/2024 | 12/2024 |
| Vail Resorts | Ludlow | VT | 01/2024 | 04/2024 |
| Two Rivers Supervisory Union | Ludlow | VT | 06/2021 | 08/2023 |
| Vail Resorts | Ludlow | VT | 12/2019 | 03/2020 |
| Toms River Intermediate North | Toms River | NJ | 09/2015 | 06/2018 |
| Unemployed | Toms River | NJ | 06/2018 | 09/2018 |
| Toms River High School North | Toms River | NJ | 09/2018 | 06/2020 |
| Unemployed | Ludlow | VT | 06/2020 | 09/2020 |
| Burr And Burton Academy | Manchester | VT | 09/2020 | 06/2022 |
| University Of Vermont | Burlington | VT | 08/2022 | 12/2024 |
| Prospera Financial Services Inc. | Dallas | TX | 12/2025 | Present |
Conscious Cleaners; Investment Related - No; PO Box 214 Essex Jct, VT 05453-0214; Commercial Cleaners; Janitor; 07/2025; 120 Hours per Month; 0 During Trading Hours. Cleaning multiple non-investment businesses in the Burlington VT area
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-01 |
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