Joshua Nnamdi Nwakoby

Ubs Financial Services Inc.

CRD 8026735

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-05-07

NY RA
APPROVED

Since 2025-05-07

Branch Locations

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massachusetts Institute Of Technology	Cambridge	MA	09/2020	05/2024
Angie Lewis State Farm	Ocala	FL	12/2024	04/2025
Ubs Financial Services Inc	New York	NY	04/2025	Present
Vanguard High School	Ocala	FL	08/2016	06/2020
Howard Middle School	Ocala	FL	08/2013	05/2016
Unemployed	Ocala	FL	06/2024	12/2024

09/2020 → 05/2024

Massachusetts Institute Of Technology

Cambridge, MA
12/2024 → 04/2025

Angie Lewis State Farm

Ocala, FL
04/2025 → Present

Ubs Financial Services Inc

New York, NY
08/2016 → 06/2020

Vanguard High School

Ocala, FL
08/2013 → 05/2016

Howard Middle School

Ocala, FL
06/2024 → 12/2024

Unemployed

Ocala, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-11-16

S66 Uniform Combined State Law Examination

2024-11-16

Other Names

Joshua Nnamdi Nwakoby
Joshua N Nwakoby

View on SEC IAPD

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